Experienced in securities law compliance, stock exchange rules, periodic reporting, disclosure matters, public and private offerings and financings
Conducted due diligence review, prepared disclosure schedules and managed development of physical and virtual data rooms for numerous mergers and acquisitions of public and private organizations
Experienced in corporate and compliance matters including entity formation, stock and stock option maintenance and dissolutions

Representative Experience

Provides securities law compliance assistance to the following public companies: BioSante Pharmaceuticals, ev3, Marten Transport, MOCON, Northern Technologies, and Select Comfort
Participated in securities offerings by BioSante Pharmaceuticals (several PIPE transactions valued at $53MM)
Assisted in sales and purchases of public and private companies, including: ev3’s purchase of Fox Hollow Technologies ($750MM); a public company’s divestiture of a security monitoring business by auction ($300MM); and a private company’s investment in a development-stage, medical device target—including a tender offer and acquisition right valued at $10MM

Education

Philadelphia Institute for Paralegals » Certificate
Luther College » B.A.

Areas of Practice

General Corporate