Stock Option Exercise and Executive Services

Our Corporate & Executive Services Group provides corporate executives and other high net worth individuals who own restricted and control stock with dedicated services to help them to get the most from their portfolio while minimizing risk. When clients hold large positions in a single company stock, they may face tax and regulatory constraints that make traditional methods of diversifying assets unfeasible. The Corporate Executive Services Group offers a range of sophisticated strategies to protect and enhance the value of one's assets. This can take the form of facilitating a sale, margin lending or a 10b5-1 trading plan. Corporate & Executive Services can also assist corporations with its Employee Stock Option Programs by providing financing for its employees and executives.

Oppenheimer’s Corporate & Executive Services Group is a small core executive team with 50 years of combined expertise in the management of Restricted and Control stock.