Our Team

Jim has worked in the financial services industry since 1980 and joined Oppenheimer in 1981. Since 2006, Jim has been a member of Oppenheimer’s Chairman council – an elite group of Oppenheimer’s top Financial Advisors recognized for their expertise, service and successful client relationships. He was named by Forbes in 2021, 2022, and 2023 as a Best in State Wealth Advisor. Jim concentrates on providing clients with investment consulting and advice, including estate planning, asset allocation, portfolio construction and manager selection. He earned a Bachelor’s degree from Fordham University and high school diploma from Fordham Prep.

Outside of work, Jim and his wife Maryann have four sons, three daughters-in-law and three grandchildren. He enjoys tennis, golf, music, and spending time with his family.

Sean has worked in the financial services industry since 2012 and joined Oppenheimer in 2022 after previously working there from 2012-2016. Sean’s areas of focus include asset allocation, portfolio management and business development. He previously spent six years at UBS working as a Wealth Strategy Associate for a top wealth management team in New York. After three years of study, Sean earned his Chartered Financial Analyst designation in 2016. He earned his Bachelor’s degree at Manhattan College and high school diploma at Don Bosco Prep.

Sean lives in Manhattan with his wife Emily. He has his private pilot’s license and enjoys cooking and painting in his free time.

Diana has worked in the financial services industry since 2008, joining Oppenheimer in 2015. The prior seven years in the industry were spent working in Operations at Stifel. Her background in Operations has given her the expertise required to open and service complex accounts.

Diana lives in Jupiter with her daughter Sonia. She enjoys reading, riding her bike and going to the beach.