Our Team

As the founding member of the Peloquin Group, Rick focuses on ensuring that every client has access to the resources and financial support they need to achieve their goals.

Rick joined Oppenheimer in 1979 and has held a number of senior positions at the Firm. He is currently Oppenheimer’s Midwestern representative in the Professionals Alliance Group, a strategic partnership between Oppenheimer and other leading regional professional service firms. In this capacity, Rick provides independent investment consulting and management services to private, corporate and foundation clients. Rick has been a member of Oppenheimer’s prestigious Chairman’s Council since 2008.

Rick earned his Bachelor’s degree in Psychology at the University of Illinois. He holds FINRA Series 7, 8, 24, 63 and 65 registrations.

Rick is an Illinois native, having grown up in Oak Park. He has been married for 44 years and he and his wife have three adult children and five grandchildren. In his spare time, he enjoys sailing, skiing, biking and travel.

Mike joined his father Rick in the Peloquin Group in 2017 and together they bring over 40 years of experience providing investment advice to high-net-worth and institutional clients.

Prior to joining Oppenheimer, Mike worked as a Project Manager at Apple and an Accounting and Finance instructor for the University of California – San Diego. He is passionate about listening to his clients’ needs and has developed a particular focus on environmental, social, and governance factors in measuring the sustainability and ethical impact of investments. He prides himself on always taking the time to get to know his clients’ current and future needs, and uses a clear and focused methodology to help define goals and establish tailored investment strategies to meet them.

Mike holds a Bachelor’s degree in Psychology from the University of Wisconsin–Madison, and a Master’s degree in International Management from University of California–San Diego. Mike also holds FINRA Series 7 and 66 registrations and is licensed for Life, Health, and Long Term Care Insurance.

Mike lives in Chicago with his wife and newborn daughter. In his downtime, he can be found playing soccer, traveling with his family, or taking his dogs on hiking adventures.

Tracey recently joined the Peloquin Group as a Registered Client Service Associate, bringing over eleven years of experience in the financial and insurance industries. She enjoys the challenge of learning the various goals and desires of clients and finding creative solutions to help meet their needs.

Tracey was born in Chicago and currently resides in Woodstock where she loves to entertain and cook for her three adult sons. She also enjoys horse racing, kayaking, watching college football and the Chicago Bears.